Securities violations can result in civil liability and, in more extreme circumstances, criminal liability. We defend securities violations claims in litigation involving brokers, agents, investment-advisors, brokerages, etc. for allegations such as misrepresentations, omissions, state securities violations, federal securities violations, breach of fiduciary duty, etc.
Because securities claims are often intertwined with more “traditional” business litigation claims (such as tortious interference) in a litigation, the process can often be quite complex. Contact us regarding the defense of any securities or business related claims and litigation.